Register securities type

Register the securities trade type.
 →  To Operation Procedure

Screen Transition

[Investment securities module]
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[Register]
  ↓
[Register securities transaction type]
   ↓
[Register securities transaction type] screen

Item Setup

[Details]

• Code
• Active
• Name
• Term of validity
• Securities type
  Select the trade type pattern. Select "Stock," "Bond," "Fund" or "Dividend/Interest."  For the trade pattern already used for each transaction entry, the "Securities type" and "Type of transaction" are grayed out and cannot be changed.
• Type of transaction
  Select the transaction reason. Selectable transaction reasons vary depending on the selection of the "Securities type." Relation between "Securities type" and selectable "Type of transaction" is shown below.
  "Stock"

  Type of transaction	Contents	Journalizing	By Layer
  Acquisition	Select if stocks are purchased in the distribution market (through brokerage, etc.).	Ο	×
  Sale	Select if stocks are sold.	Ο	Ο
  Paid-in capital increase	Select if stocks are purchased from Issue Market such as stockholder allotment and offers for public subscription	Ο	×
  Paid-in capital decrease	Select if the stock paid-in capital is increased.	Ο	Ο
  Free capital reduction	Select if the number of stocks is decreased due to stock free capital reduction.	×	None
  Purchase depreciation	Select if stock purchase depreciation is done.	Ο	Ο
  Divide	Select if stock divide is done.	×	None
  Merge	Select if stock merge is done.	×	None
  Conversion	Select if the conversion right for bonds with conversion rights such as convertible bonds is exercised.	Ο	×
  Warrant	Select if new stock warrant (Warrant) is exercised.	Ο	×
  Others(increased)	Select if number of stocks increases due to gift, etc.	×	None
  Others(decreased)	Select if number of stocks decreases due to gift, etc.	×	None
  Security/Mortgage	Select if the stocks are secured/mortgaged.	Ο	Ο
  Cancel security/mortgage	Select if the stock security/mortgage is cancelled.	Ο	Ο

  
  "Bond"

  Type of transaction	Contents	Journalizing	By Layer
  New bond acquisition	Select if newly issued bonds are acquired.	Ο	×
  Outstanding acquisition	Select if already issued and distributed bonds are acquired.	Ο	×
  Sale/realization	Select if the bonds are sold, cashed.	Ο	Ο
  Warrant sale	Select if only Warrant (new stock warrant) is sold.	Ο	×
  Redemption	Select if bonds are redeemed.	Ο	Ο
  Others(increased)	Select for acquisition by other means.	×	None
  Others(decreased)	Select if bonds are decreased due to gift, reduction/loss, etc.	×	None
  Security/Mortgage	Select if bonds are secured/mortgaged.	Ο	Ο
  Cancel security/mortgage	Select if the bond security/mortgage is cancelled.	Ο	Ο

  
  "Fund"

  Type of transaction	Contents	Journalizing	By Layer
  Acquisition	Select if funds are acquired.	Ο	×
  Redemption	Select if funds are redeemed.	Ο	Ο
  Cancel	Select of cancellation of funds is requested.	Ο	Ο
  Buyout	Select if buyout of benefiting stocks is requested to a bank or brokerage, etc.	Ο	Ο
  Distribution rollover	Select if distribution rollover is done.	Ο	×
  Others(increased)	Select if funds are increased for some reason.	×	None
  Others(decreased)	Select if funds are decreased for some reason.	×	None
  Security/Mortgage	Select if funds are secured/mortgaged.	Ο	Ο
  Cancel security/mortgage	Select if the fund security/mortgage is cancelled.	Ο	Ο
  New bond acquisition	Select if newly issued bonds are acquired.	Ο	×

  
  "Dividend/Interest"

  Type of transaction	Contents	Journalizing	By Layer
  Dividend	Select if stock dividends are received.	Ο	×
  Interest	Select if bond interests are received.	Ο	×
  Receive accrued interest	Select if accrued interests are received.	Ο	×
  Pay accrued interest	Select if accrued interests are paid.	Ο	×
  Distribution Amt	Select if fund distributions are received.	Ο	×

• Journal set (for consolidation)
  Set up the consolidated trade type code.
• Searching
• Extension flag

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